Financial Services

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Find, Automate, and Ensure Compliance.

FileSolve offers an easy-to-use, yet powerful document and workflow management system that enables financial providers to store, access, manage, and share critical documents across a broad range of functions, departments and locations while lowering operational costs.

Imagine – your professional staff could have complete control of your content while meeting all your compliance requirements including:

  • Security Exchange Commission (SEC)
  • Financial Industry Regulatory Authority (FINRA)
  • Sarbanes Oxley Act of 2002 (SOX)
  • Health Insurance Portability and Accountability Act (HIPAA)

If it seems like an overly simple solution, that’s because it is! In our hyper-connected world, why shouldn’t a financial professional be able to quickly access every piece of vital information about a customer, an account, a compliance issue, or what have you? FileSolve offers you the chance to do just that.

  • Access to the information you need when you need it
  • Built-in compliance adherence checks
  • Programmable retention rules

Talk with us today … and invest in Information Governance.